Samuel C. Rizzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Cosimo Rizzo was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2005. Samuel had worked at 4 firms and has passed the Series 66, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - October 28, 2025
VALORI SOLUTIONS LLC
August 27, 2012 - December 31, 2018
VALORI SOLUTIONS LLC
October 30, 2009 - September 10, 2012
BROKERSXPRESS LLC
October 30, 2009 - September 10, 2012
BROKERSXPRESS LLC
February 7, 2006 - November 4, 2009
UBS FINANCIAL SERVICES INC.
February 7, 2006 - November 4, 2009
UBS FINANCIAL SERVICES INC.
January 1, 2006 - January 12, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
December 2, 2005 - January 12, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALORI SOLUTIONS LLC
CRD#: 164576 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 9,000,000 |
Red Flags
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