MB
Marc S. Bathgate
7TWO
Park City, UT
Some features on this profile are disabled
CRD#: 5045724
MB
Professional summary
Marc Stevens Bathgate is a registered financial advisor currently at 7TWO located in Park City, Utah and SILVER LEAF PARTNERS, LLC located in New York, New York.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Marc has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Black Marmot, LLC; Investment Related: Yes; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Family investment partnership for investing in private funds; Position/Title: Managing Member; Start Date: September 2010; No. of hours per month: 2; No. of hours during securities trading hours: 1; Duties: Passive Investor Name: KKB Strategies, LLC; Investment Related: No; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Non-profit consulting; Position/Title: Minority passive partner; Start Date: July 2015; No. of hours per month: 0; No. of hours during securities trading hours: 0; Duties: Minority partner in my wife's business. Occasionally assist with accounting and IT issues Name: Victory Haven, LLC; Investment Related: No; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Barn rental for events; Position/Title: Managing Member; Start Date: November 2019; No. of hours per month: 1; No. of hours during securities trading hours: 0; Duties: Intend to renovate and rent out my barn for events (dinners, meetings, etc.) Name: RHF IV Holding Company LLC Investment Related: Yes; Address: 8 Knob Hill, Park City, UT 84098; Nature of Business: Single purpose vehicle for making an investment into Revelation Healthcare Partners IV, LP; Position/Title: Managing Member; Start Date: March 2023; No. of hours per month: 2; No. of hours during securities trading hours: 2; Duties: represent the members of the vehicle and coordinate timely capital calls, distributions, reporting, audit, and tax filings in conjunction with third party providers. Name: 7Two LLC Investment Related: Yes Address: 100 Fillmore Street, Denver, CO 80206 Nature of Business: Registered investment adviser Position/Title: Independent contractor Start Date: March 2024 No. of hours per month: 20 No. of hours during securities trading hours: 20 Duties: Client advisory and manager search Name: Antelope Adviser Website: https://www.antelopeadvisors.com Address: 613 N Overlook Dr, Alexandria, VA 22305 Start Date: 8/1/24 Investment Related: No Type of Business: Organizational health consultant Responsibilities: Refer potential clients and very rarely consult with Antelope clients for an hourly fixed fee Time Dedicated: <1 hour per week Name: Lost Lantern, Inc. Website: www.lostlanternwhiskey.com Address: 11 Main St., Vergennes, VT 05491 Start Date: April 1, 2025 Not Investment Related Type of Business: Independent whiskey bottler Responsibilities: Attend 3-4 board meetings per year and provide advice on business strategy anddirection Time Dedicated: 1-2 hours/month
CRS (Client Relationship Summary) - RIA
Click below to view Marc Stevens Bathgate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2024 - Present
7TWO
RIA
CRD#: 328900
Park City, UT
Current
August 22, 2021 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019BD
CRD#: 126694
New York, NY
Past
January 21, 2021 - August 26, 2021
FAR HILLS GROUP, LLC.
BD
CRD#: 32243
NEW YORK, NY
Past
April 23, 2008 - December 31, 2020
EQUITYBEE SECURITIES, LLC
BD
CRD#: 41896
Park City, UT
Past
November 9, 2005 - December 31, 2010
GVC CAPITAL LLC
BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
7T
7TWO
7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES
CRD#: 328900 / SEC#: 801-129353
RIA
Registered Investment Advisory firm - (1/17/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(8/22/2021)
RR
Utah(8/22/2021)
IAR
Utah(5/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
7T
7TWO
7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES
CRD#: 328900 / SEC#: 801-129353
RIA
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Contact information
Main Address
100 Fillmore Street 5th Floor, Denver, CO 80206
Mailing Address
Phone number
(720) 477-7274
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 142,280,777 |
Red Flags
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