AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MB

Marc Stevens Bathgate

7TWO
Park City, UT
·CRD# 5045724·21 years experience

Professional Summary

Marc Stevens Bathgate is a registered financial advisor currently at 7TWO located in Park City, Utah and SILVER LEAF PARTNERS, LLC located in New York, New York. Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Marc has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

21 years in the financial services industry

Current & Past Employments

7TWO·CRD# 328900
RIA
Park City, UT
May 14, 2024 - Present
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
3 Columbus Circle Floor 15, New York, NY 10019
August 22, 2021 - Present
FAR HILLS GROUP, LLC.·CRD# 32243
BD
New York, NY
January 21, 2021 - August 26, 2021
EQUITYBEE SECURITIES, LLC·CRD# 41896
BD
Park City, UT
April 23, 2008 - December 31, 2020
GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
November 9, 2005 - December 31, 2010

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

7T
7TWO

7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES

CRD#: 328900 / SEC#: 801-129353
RIA
Registered Investment Advisory firm - SEC (1/17/2024 Approved)

Contact Information

Main Address

100 Fillmore Street 5th Floor, Denver, CO 80206

Phone Number

(720) 477-7274

# of Employees

7

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

171

AUM (Assets Under Management)

$230,391,190

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Black Marmot, LLC; Investment Related: Yes; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Family investment partnership for investing in private funds; Position/Title: Managing Member; Start Date: September 2010; No. of hours per month: 2; No. of hours during securities trading hours: 1; Duties: Passive Investor Name: KKB Strategies, LLC; Investment Related: No; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Non-profit consulting; Position/Title: Minority passive partner; Start Date: July 2015; No. of hours per month: 0; No. of hours during securities trading hours: 0; Duties: Minority partner in my wife's business. Occasionally assist with accounting and IT issues Name: Victory Haven, LLC; Investment Related: No; Address: 6 Knob Hill, Park City, UT 84098; Nature of Business: Barn rental for events; Position/Title: Managing Member; Start Date: November 2019; No. of hours per month: 1; No. of hours during securities trading hours: 0; Duties: Intend to renovate and rent out my barn for events (dinners, meetings, etc.) Name: RHF IV Holding Company LLC Investment Related: Yes; Address: 8 Knob Hill, Park City, UT 84098; Nature of Business: Single purpose vehicle for making an investment into Revelation Healthcare Partners IV, LP; Position/Title: Managing Member; Start Date: March 2023; No. of hours per month: 2; No. of hours during securities trading hours: 2; Duties: represent the members of the vehicle and coordinate timely capital calls, distributions, reporting, audit, and tax filings in conjunction with third party providers. Name: 7Two LLC Investment Related: Yes Address: 100 Fillmore Street, Denver, CO 80206 Nature of Business: Registered investment adviser Position/Title: Independent contractor Start Date: March 2024 No. of hours per month: 20 No. of hours during securities trading hours: 20 Duties: Client advisory and manager search Name: Antelope Adviser Website: https://www.antelopeadvisors.com Address: 613 N Overlook Dr, Alexandria, VA 22305 Start Date: 8/1/24 Investment Related: No Type of Business: Organizational health consultant Responsibilities: Refer potential clients and very rarely consult with Antelope clients for an hourly fixed fee Time Dedicated: <1 hour per week Name: Lost Lantern, Inc. Website: www.lostlanternwhiskey.com Address: 11 Main St., Vergennes, VT 05491 Start Date: April 1, 2025 Not Investment Related Type of Business: Independent whiskey bottler Responsibilities: Attend 3-4 board meetings per year and provide advice on business strategy anddirection Time Dedicated: 1-2 hours/month

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
7T
7TWO

7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES

CRD#: 328900 / SEC#: 801-129353
RIA
Registered Investment Advisory firm - SEC (1/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/22/2021)
RR
Utah
(8/22/2021)
IAR
Utah
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2006About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Marc Stevens Bathgate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MB
Follow Marc
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required