Jackie L. Bird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jackie Lee Bird was a registered financial professional .
Jackie is a previously registered financial professional and started their career in finance in 2005. Jackie had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2012 - March 18, 2014
BRUCE A. LEFAVI SECURITIES, INC.
March 12, 2009 - April 20, 2012
RBC CAPITAL MARKETS, LLC
January 1, 2008 - February 12, 2009
FIDELITY BROKERAGE SERVICES LLC
September 25, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
February 22, 2006 - July 13, 2006
WADDELL & REED
November 17, 2005 - July 13, 2006
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRUCE A. LEFAVI SECURITIES, INC.
CRD#: 10684 / SEC#: , 8-26943
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
