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Craig A. Connolly
THEPARTNERS WEALTH MANAGEMENT
Mesa, AZ 85206
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CRD#: 5045632
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Professional summary
Craig Ashby Connolly, who also goes by Craig Connolly, is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Mesa, Arizona.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Craig has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Connolly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C4 CONNOLLY ENTERPRISES, LLC - NON INVESTMENT RELATED - 770 E SUN VALLEY FARMS LN, SAN TAN VALLEY AZ 85140 - RENTAL PROPERTY - OWNER / AGENT - START 03/2021 - 8 HOURS/MONTH, 2 DURING TRADING HOURS - MANAGE A RENTAL PROPERTY; RDX FLEX, LLC - NON INVESTMENT RELATED - SOLAR SALES - SAN TAN VALLEY AZ - SALESPERSON - START 02/2021 - 12 HOURS/MONTH, NONE DURING TRADING HOURS - SOLAR SALES DIRECT TO CONSUMER; CA CONNOLLY INVESTMENTS LLC - NON INVESTMENT RELATED - 770 E SUN VALLEY FARMS LN, SAN TAN VALLEY AZ 85140 - TAX PURPOSES - OWNER - 3/3/2022 - 1 HR/MONTH - 0 HR/MONTH - LLC USED STRICTLY FOR TAX PURPOSES; SELF EMPLOYED INSURANCE AGENT - NOT INVESTMENT RELATED - 770 E SUN VALLEY FARMS LN, SAN TAN VALLEY AZ 85140 - INDEPENDENT INSURANCE SALES - AGENT - 05/24/2022 - 48 HRS/MO - 0 HRS/MO - WORK AS AN INDEPENDENT CONTRACTOR, UTILIZING TERM LIFE, FIXED ANNUITIES, IUL INSURANCE, WHOLE LIFE INSURANCE, INDEXED ANNUITIES, PRENEEDS; ROWAN SOLAR CLEANING; NON-INVESTMENT RELATED; 20826 E CALLE LUNA, QUEEN CREEK, AZ 85142; SMALL BUSINESS; CONSULTANT; 04/02/2024; 20 HRS/MONTH; 0HRS/MONTH DURING TRADING HOURS; CFO FOR A SMALL BUSINESS OWNED BY FAMILY.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Ashby Connolly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: 3707 E Southern Ave Suite 2049, Mesa, AZ 85206RIA
CRD#: 314816
Mesa, AZ
Past
October 12, 2021 - October 17, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
MESA, AZ
Past
August 4, 2006 - September 14, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Mesa, AZ 85206TRUST BUT VERIFY
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