Brian M. Lowrance

SOFTWEALTH

Reno, NV

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CRD#: 5045532

Professional summary

Brian M Lowrance, CFP® is a registered financial advisor currently at SOFTWEALTH located in Reno, Nevada.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENO RENNSPORT, INC. RENO, NV 01/2017; MINORITY INTEREST IN AUTO REPAIR SHOP; 60% OF TIME; NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Lowrance's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 4, 2015 - Present

SOFTWEALTH

RIA

CRD#: 175315

Reno, NV

Past

March 19, 2007 - May 16, 2008

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

SAN DIEGO, CA

Past

March 19, 2007 - May 16, 2008

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

SAN DIEGO, CA

Past

September 29, 2006 - March 12, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

November 30, 2005 - March 12, 2007

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2015)

IAR

Nevada
(10/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/29/2005

General Securities Representative Examination

Current Firm

SOFTWEALTH

SOFTWEALTH | SOFTWEALTH LLC

CRD#: 175315 / SEC#:

California

Registered Investment Advisory firm - (6/3/2015 Approved)

Nevada

Registered Investment Advisory firm - (10/12/2017 Approved)

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Contact information

Main Address

Reno, NV

Mailing Address

Phone number

(805) 801-6047

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 17,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Lowrance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Lowrance's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFTWEALTH

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2006

Series 7

Date: 11/29/2005

Current Firm

SOFTWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOFTWEALTH

TRUST BUT VERIFY

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