Danny P. Manley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny P Manley was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 2005. Danny had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - October 11, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
October 1, 2012 - September 8, 2016
LPL FINANCIAL LLC
September 4, 2012 - November 10, 2021
LPL FINANCIAL LLC
January 15, 2008 - September 4, 2012
GWN SECURITIES INC.
November 15, 2005 - January 17, 2008
HORACE MANN INVESTORS, INC.
Primary Firm SEC Registration
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883 / SEC#: 801-80983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883 / SEC#: 801-80983
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
