Robert W. Colby
Professional summary
Robert William Colby, who also goes by Bob Colby, is a registered financial advisor currently at ROBERT W. COLBY ASSET MANAGEMENT, INC. located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Robert has worked at 10 firms and has passed the Series 65, Series 7, Series 3, Series 5, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Colby's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2017 - Present
ROBERT W. COLBY ASSET MANAGEMENT, INC.
Office #1: 48 Wall Street 11th Floor, New York, NY 10005September 19, 2010 - November 5, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
October 13, 1992 - July 5, 2001
SCHONFELD SECURITIES, LLC
May 21, 1990 - October 24, 1991
FINANCIAL SQUARE PARTNERS
January 3, 1990 - May 8, 1990
DAVIS, MENDEL & REGENSTEIN, INC.
January 3, 1982 - March 31, 1989
CITIGROUP GLOBAL MARKETS INC.
April 12, 1977 - December 16, 1977
ROBERT W. BAIRD & CO. INCORPORATED
June 26, 1974 - May 22, 1976
LOEWI & CO., INCORPORATED
January 10, 1973 - July 5, 1974
A. G. EDWARDS & SONS, INC.
August 28, 1970 - September 2, 1972
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2021)
(2/17/2017)
Exams
Series 5
Date: 10/14/1981
Interest Rate Options ExaminationSeries 000
Date: 2/17/1973
General Securities Principal ExaminationSeries 1
Date: 8/22/1970
Registered Representative ExaminationCurrent Firm
ROBERT W. COLBY ASSET MANAGEMENT, INC.
CRD#: 150498 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 4,625,848 |
Red Flags
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