Yousuf Saljooki
Professional summary
Yousuf Saljooki was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Yousuf is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Yousuf had worked at 9 firms, which includes WORDEN CAPITAL MANAGEMENT LLC, SW FINANCIAL, LEGEND SECURITIES INC., SIXTEEN SECURITIES INC., BROOKVILLE CAPITAL PARTNERS, WHITAKER SECURITIES LLC, VFINANCE INVESTMENTS INC, NEWBRIDGE SECURITIES CORPORATION, BENSON YORK GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2017 - April 20, 2018
WORDEN CAPITAL MANAGEMENT LLC
August 24, 2015 - December 18, 2017
SW FINANCIAL
March 30, 2015 - August 25, 2015
LEGEND SECURITIES, INC.
March 12, 2015 - March 20, 2015
SIXTEEN SECURITIES, INC.
July 16, 2009 - March 13, 2015
BROOKVILLE CAPITAL PARTNERS
February 20, 2008 - July 15, 2009
WHITAKER SECURITIES LLC
March 13, 2007 - February 22, 2008
VFINANCE INVESTMENTS, INC
February 15, 2006 - April 9, 2007
NEWBRIDGE SECURITIES CORPORATION
January 5, 2006 - February 11, 2006
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
