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Yousuf Saljooki

CRD# 5045123·Registered 2006 - 2018
Barred: Yousuf Saljooki was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Yousuf Saljooki, who also goes by Joe Saljooki, Joseph Saljooki, was a registered financial advisor. Yousuf was a previously registered financial professional and started their career in finance 2006 - 2018. Yousuf had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Saljooki, Joseph Saljooki

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

WORDEN CAPITAL MANAGEMENT LLC·CRD# 148366
BD
Melville, NY
December 22, 2017 - April 20, 2018
SW FINANCIAL·CRD# 145012
BD
Melville, NY
August 24, 2015 - December 18, 2017
LEGEND SECURITIES, INC.·CRD# 44952
BD
Melville, NY
March 30, 2015 - August 25, 2015
SIXTEEN SECURITIES, INC.·CRD# 104025
BD
Melville, NY
March 12, 2015 - March 20, 2015
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Melville, NY
July 16, 2009 - March 13, 2015
WHITAKER SECURITIES LLC·CRD# 121465
BD
Uniondale, NY
February 20, 2008 - July 15, 2009
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
March 13, 2007 - February 22, 2008
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Ft. Lauderdale, FL
February 15, 2006 - April 9, 2007
BENSON YORK GROUP, INC.·CRD# 40231
BD
Melville, NY
January 5, 2006 - February 11, 2006

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Current Firm

WC
WORDEN CAPITAL MANAGEMENT LLC

WORDEN CAPITAL MANAGEMENT LLC

CRD#: 148366 / SEC#: 8-68010
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

New York since 05/08/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORDEN, JAMIE JOHNCEO, MEMBER4637404
BODKIN, GREGORY PATRICKCCO3008389
BORGNER, RICHARD REISSCOO/MUNICIPAL PRINCIPAL/ROSFP1104666
CUCCIA, GARY JOHNFINOP1386493

Disclosures

Regulatory Event

6

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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