Megan N. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Nancy Weber, who also goes by Megan Nancy Cham, Megan Nancy Cram, Megan Cram, Megan N Wegner, Megan Nancy Wegner, Megan Wegner, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2005. Megan had worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2019 - September 2, 2022
INVESCO DISTRIBUTORS, INC.
January 6, 2012 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 9, 2010 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 8, 2010 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2008 - January 4, 2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 3, 2007 - June 6, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 12, 2006 - July 13, 2007
UBS FINANCIAL SERVICES INC.
August 12, 2006 - July 13, 2007
UBS FINANCIAL SERVICES INC.
January 12, 2006 - August 12, 2006
PIPER SANDLER & CO.
December 14, 2005 - August 12, 2006
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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