Todd R. Schaffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Ryan Schaffer, who also goes by Fox Ryan Schaffer, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2006. Todd had worked at 6 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - May 28, 2010
EVOLVE SECURITIES, INC.
November 9, 2009 - February 16, 2010
NOBLES & RICHARDS, INC.
October 5, 2009 - October 30, 2009
AMEREST SECURITIES, INC.
February 4, 2009 - October 2, 2009
GENERATIONAL CAPITAL MARKETS INC.
April 30, 2008 - December 31, 2008
EVOLVE SECURITIES, INC.
November 21, 2007 - April 30, 2008
AFS BROKERAGE, INC.
January 9, 2006 - February 13, 2007
AMERICAN LANDMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVOLVE SECURITIES, INC.
CRD#: 127474 / SEC#: , 8-66004
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVOLVE FINANCIAL GROUP, INC. | SOLE SHAREHOLDER | |
| CHRISTIANS, AMANDA MICHELE | CHIEF COMPLIANCE OFFICER - IA ONLY | 3021175 |
| COOK, ANDREW BERNARD | SVP/COMPLIANCE OFFICER -STRUCTURED SETTLEMENTS | 2712307 |
| KOCZERA, LYNN COLTON | FINOP | 1065105 |
| SHADE, KENNETH EUGENE | CHIEF COMPLIANCE OFFICER, SROP - BD ONLY, OPERATIONS COMPLIANCE, CROP | 3259826 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
