Mary K. Graham
Professional summary
Mary Katherine Graham, who also goes by Mary Katherine Mason, Mary Katherine Turlington, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Tallahassee, Florida.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2005. Mary has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Katherine Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2010 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3116 Capital Circle Ne Suite 6, Tallahassee, FL 32308Office #2: 1540 International Parkway, Lake Mary, FL 32746December 12, 2005 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2010)
(12/17/2010)
Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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