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EM

Eric A. Mendez

GENESIS ALTERNATIVE STRATEGIES
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 5043464
EM
Eric Antonio MendezGENESIS ALTERNATIVE STRATEGIES

Professional summary

Eric Antonio Mendez is a registered financial professional currently at GENESIS ALTERNATIVE STRATEGIES LLC located in Miami, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Antonio Mendez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

GENESIS ALTERNATIVE STRATEGIES LLC

Office #1: 1221 Brickell Ave Suite 900, Miami, FL 33131
BD
CRD#: 337344
MIAMI, FL
Past

June 6, 2023 - February 13, 2025

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

November 30, 2017 - December 13, 2021

SMBC NIKKO SECURITIES AMERICA, INC.

BD
CRD#: 28602
NEW YORK, NY
Past

July 26, 2011 - March 12, 2015

MOELIS & COMPANY LLC

BD
CRD#: 145115
NEW YORK, NY
Past

January 1, 2006 - August 3, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/26/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/30/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GENESIS ALTERNATIVE STRATEGIES LLC
GENESIS ALTERNATIVE STRATEGIES | GENESIS ALTERNATIVE STRATEGIES LLC | GENESIS ALTERNATIVE STRATEGIES CORP.

CRD#: 337344 / SEC#: , 8-71388

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1221 Brickell Ave Suite 900, Miami, FL 33131
Mailing Address
1221 Brickell Ave Suite 900, Miami, FL 33131
Phone number
(305) 322-0471
Established
Delaware since 12/04/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GENESIS CREDIT PARTNERS LLC100 % OWNER
COLLINS, ELIZABETH SARAHFINOP4714831
GONZALEZ, JORGE APARTNER5804887
KIM, EDWARD MYUNGPARTNER2905300
RADI, IVANCCO6942216

Red Flags

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Company Information

GENESIS ALTERNATIVE STRATEGIES LLC

CRD#: 337344Miami, FL 33131

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