DT
David J. Talbot
CONCORDE ASSET MANAGEMENT
Kewaskum, WI 53040
Some features on this profile are disabled
CRD#: 5043438
DT
Professional summary
David Joseph Talbot, CFP®, who also goes by David J Talbot, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Kewaskum, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Kewaskum, Wisconsin.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David J Talbot
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Real Wealth Insurance/The Silbernagel Group, Ins., 114 Main Street, PO BOX 427 Kewaskum, WI 53040, Insurance Selling Firm, Position title Independent Insurance Agent, 20 hours per month, may be during trading hours, started 1/21/19. Purpose is Life, Health, Disability, and LTC insurance for clients of the firm, Investment Related. 2) Concorde Asset Management; Investment Related. Investment Advisory Representative. Started 03/2019. Hours involved 11-20 hours during business hours and 11-20 outside of business hours. 3) Real Wealth Tax & Accounting, LLC. Investment Related. Kewaskum, WI. Tax and Accounting Firm, Registered Rep who helps prepare tax documents. Hours involved 40+ per month during trading hours and 40+ outside of trading hours. 4) Real Wealth Radio, Investment Related. Kewaskum, WI. Marketing and training for financial and insurance professionals. Registered Rep. Help host of a weekly online radio show, marketing to registered representatives and insurance agents, conference and meeting speaker. Hours involved 40+ per month during trading hours and 40+ outside of trading hours. 5) The Silbernagel Group, Inc. Investment Related. Investment Firm. Consulting families of high school students and charging a flat fee / referring them to online tools to help with determining majors, filling out financial aide applications, college search engines, and preadmission testing prep. brokerage accounts, mutual funds, annuities, alternative investments, employer sponsored retirement plans, life insurance, disability, LTC, Medicare supplement, health insurance, part d, manage business and staff. Registered Rep. Hours involved 40+ per month during trading hours and 40+ outside of trading hours. 6) Strategic Risk Alternatives (SRA). Non-investment related. Helping small/mid size companies to create Enterprise Captive Insurance Companies to help cover alternative risks by introducing the consultant of SRA. Start date 08/2019. 1-5 hours/month during trading hours. 7) Kewaskum Properties, LLC. Investment related. Start date 05/2021. Kewaskum, WI. Member of LLC for real estate related activities. 1-5 hours/month during trading hours. 8) Knights of Columbus, Non-investment related. purpose is membership growth and fund raising efforts for charitable organizations, Start date 07/2014. 1-5 hours/month during non business hours, 1-5 hours/month during business hours. 9) Wealth.com, Non-investment related. Subscription estate planning tool, assisting clients with entering their estate plan desires for Attorney to generate documents for client. Start date: April 16th, 2025. 1-5 hours/month during non business hours, 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Talbot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 1, 2019 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 114 Main Street Po Box 427, Kewaskum, WI 53040RIA
CRD#: 140367
Kewaskum, WI
Current
April 1, 2019 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 114 Main St P.o. Bx 427, Kewaskum, WI 53040BD
CRD#: 151604
Kewaskum, WI
Past
February 14, 2019 - April 5, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
KEWASKUM, WI
Past
February 14, 2019 - April 5, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
KEWASKUM, WI
Past
September 26, 2006 - December 17, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
WEST BEND, WI
Past
September 26, 2006 - December 17, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WEST BEND, WI
Past
January 26, 2006 - July 26, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/22/2023)
RR
Colorado(12/20/2019)
IAR
Colorado(12/2/2020)
RR
Florida(1/3/2020)
IAR
Florida(1/4/2021)
RR
Illinois(11/29/2022)
RR
Indiana(1/2/2020)
IAR
Indiana(1/2/2020)
RR
Minnesota(4/4/2022)
IAR
Minnesota(4/4/2022)
RR
Montana(5/28/2020)
IAR
Montana(12/16/2020)
RR
Nevada(1/3/2020)
RR
New York(6/15/2021)
IAR
New York(6/15/2021)
RR
Texas(4/4/2022)
IAR
Texas(4/4/2022)
RR
Wisconsin(4/1/2019)
IAR
Wisconsin(4/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
