Jonathan C. Tyler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Charles Tyler, who also goes by Jt Tyler, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2005. Jonathan had worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2025 - September 16, 2026
BLACKROCK EXECUTION SERVICES
January 27, 2025 - April 14, 2025
RBC SECURITIES, INC
August 23, 2024 - April 14, 2025
RBC SECURITIES, INC
February 27, 2012 - February 27, 2014
USAA INVESTMENT SERVICES COMPANY
June 13, 2011 - February 27, 2014
USAA INVESTMENT SERVICES COMPANY
August 2, 2010 - March 6, 2012
USAA FINANCIAL ADVISORS, INC.
November 2, 2005 - January 5, 2009
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 10/28/2024
General Securities Representative ExaminationSeries 99TO
Passed: 8/23/2024
Operations Professional ExaminationCurrent Firm
BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| CONRAD, JESSICA KATHRYN | MANAGER | 7402965 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| TERRY, ELISE MARIE | MANAGER | 4042345 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
