Paul R. Thornton
Professional summary
Paul Richard Thornton is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Parma, Ohio.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2005. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Richard Thornton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2012 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 5579 Pearl Road, Suite 100, Parma, OH 44129February 3, 2009 - February 3, 2011
CLARK SECURITIES, INC.
August 2, 2007 - January 27, 2009
KESTRA INVESTMENT SERVICES, LLC
November 11, 2005 - June 21, 2007
CBIZ FINANCIAL SOLUTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2012)
Exams
FINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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