Gian G. Ricco
Professional summary
Gian Giovanni Ricco, who also goes by Gian Ricco, is a registered financial professional currently at CITY CAPITAL ADVISORS, LLC located in Chicago, Illinois.
Gian is registered as a RR (Registered Representative) and started their career in finance in 2006. Gian has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gian Giovanni Ricco's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2024 - Present
CITY CAPITAL ADVISORS, LLC
Office #1: 444 North Michigan Avenue, Suite 3200, Chicago, IL 60611November 2, 2011 - August 30, 2024
STOUT CAPITAL, LLC
February 20, 2007 - November 4, 2011
DRESNER INVESTMENT SERVICES, INC.
January 1, 2006 - February 13, 2007
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2024)
(9/3/2024)
(9/3/2024)
(9/3/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CITY CAPITAL ADVISORS, LLC
CRD#: 143528 / SEC#: , 8-67580
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KING, RICHARD MARTIN | MANAGING DIRECTOR | |
| TIMMERMAN, MARK ALLEN | CCO, AMLCO, MANAGING DIRECTOR & EXECUTIVE REPRESENTATIVE | |
| LENART, BRIAN DOUGLAS | FINOP, PFO/POO | 736107 |
Red Flags
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