Randi L. Benash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randi Leigh Benash, who also goes by Randi Benash, Randi-leigh Benash, was a registered financial professional .
Randi is a previously registered financial professional and started their career in finance in 2005. Randi had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2020 - December 31, 2022
THE LEADERS GROUP, INC.
September 6, 2012 - April 9, 2018
JOHN HANCOCK DISTRIBUTORS LLC
February 22, 2008 - September 7, 2012
KESTRA INVESTMENT SERVICES, LLC
December 2, 2005 - August 30, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
