Evan E. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Edward Gordon was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2006. Evan had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2014 - September 16, 2015
PACIFIC PORTFOLIO CONSULTING, LLC
May 30, 2007 - June 16, 2014
UBS FINANCIAL SERVICES INC.
December 18, 2006 - June 16, 2014
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
PACIFIC PORTFOLIO CONSULTING, LLC
CRD#: 139505 / SEC#: 801-66277
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC PORTFOLIO CONSULTING, LLC
CRD#: 139505 / SEC#: 801-66277
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 521 |
| AUM (Assets Under Management) | $ 4,787,765,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 01/29/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
