Christopher B. Jones
Professional summary
Christopher Blake Jones, who also goes by Blake Jones, C Blake Jones, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Blake Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2022 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206August 25, 2015 - September 22, 2022
VIRTUS INVESTMENT ADVISERS, LLC
August 25, 2015 - September 22, 2022
VP DISTRIBUTORS LLC
October 15, 2013 - August 12, 2015
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 8, 2013 - August 12, 2015
AMUNDI DISTRIBUTOR US, INC.
August 24, 2011 - October 9, 2013
VIRTUS CAPITAL ADVISERS, LLC
April 15, 2011 - October 9, 2013
FORESIDE ASSOCIATES, LLC
January 29, 2008 - March 24, 2011
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
January 25, 2008 - March 24, 2011
AMUNDI DISTRIBUTOR US, INC.
June 22, 2007 - January 16, 2008
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - January 16, 2008
MORGAN KEEGAN & COMPANY, LLC
October 7, 2005 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2022)
(8/30/2023)
(10/26/2022)
(8/30/2023)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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