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CJ

Christopher Blake Jones

JANUS HENDERSON DISTRIBUTORS US
DENVER, CO
·CRD# 5042821·21 years experience

Professional Summary

Christopher Blake Jones, who also goes by Blake Jones, C Blake Jones, is a registered financial advisor currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Blake Jones, C Blake Jones

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

Current

JANUS HENDERSON DISTRIBUTORS US LLCCurrent·CRD# 28832
BD
151 Detroit Street, Denver, CO 80206
October 26, 2022 - Present

Past

VIRTUS INVESTMENT ADVISERS, LLCPast·CRD# 106982
RIA
Marietta, GA
August 25, 2015 - September 22, 2022
VP DISTRIBUTORS, LLCPast·CRD# 3036
BD
Hartford, CT
August 25, 2015 - September 22, 2022
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Past·CRD# 138756
RIA
Boston, MA
October 15, 2013 - August 12, 2015
AMUNDI DISTRIBUTOR US, INC.Past·CRD# 24497
BD
Boston, MA
October 8, 2013 - August 12, 2015
VIRTUS CAPITAL ADVISERS, LLCPast·CRD# 107346
RIA
Nashville, TN
August 24, 2011 - October 9, 2013
FORESIDE ASSOCIATES, LLCPast·CRD# 13494
BD
Portland, ME
April 15, 2011 - October 9, 2013
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Past·CRD# 138756
RIA
Boston, MA
January 29, 2008 - March 24, 2011
AMUNDI DISTRIBUTOR US, INC.Past·CRD# 24497
BD
Boston, MA
January 25, 2008 - March 24, 2011
MORGAN KEEGAN & COMPANY, LLCPast·CRD# 4161
RIA
Old Hickory, TN
June 22, 2007 - January 16, 2008
MORGAN KEEGAN & COMPANY, LLCPast·CRD# 4161
BD
Old Hickory, TN
February 13, 2007 - January 16, 2008
AMSOUTH INVESTMENT SERVICES, INC.Past·CRD# 15692
BD
Old Hickory, TN
October 7, 2005 - February 13, 2007

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Current Firm

JH
JANUS HENDERSON DISTRIBUTORS US LLC

JANUS DISTRIBUTORS LLC | JANUS HENDERSON DISTRIBUTORS US LLC | JANUS HENDERSON DISTRIBUTORS | JANUS DISTRIBUTORS, INC.

CRD#: 28832 / SEC#: 8-43810
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

151 Detroit Street, Denver, CO 80206-4923

Mailing Address

151 Detroit Street, Denver, CO 80206-4923

Phone Number

(303) 333-3863

Established

Delaware since 02/27/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JANUS HENDERSON INVESTORS US LLCMANAGING MEMBER—
ANDERS, JOHANNA MARRIECHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US)2350087
CRAWFORD, BERG ASHTONCHIEF ACCOUNTING OFFICER7933828
FALCONER, PETER JOHNASSISTANT SECRETARY7218508
GRAUERHOLZ, STEPHANIE LYNNDEPUTY GENERAL COUNSEL4696390
LACY, KARLENE JGLOBAL HEAD OF TAX5073113
MARIANI, KRISTIN BRETTHEAD OF COMPLIANCE, NORTH AMERICA2740967
ROSENBERG, MICHELLE ROSEGENERAL COUNSEL, SECRETARY4735608
ROSENFELD, KEVINHEAD OF PRIVACORE SALES2989217
SABA, STEVEN RICHARDFINANCIAL AND OPERATIONS PRINCIPAL5847576
SCHWEITZER, MICHAEL ALANPRESIDENT1940642
UTZ, KATHRYN BRETTONDEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE3100695

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(10/26/2022)
RR
Florida
(8/30/2023)
RR
Georgia
(10/26/2022)
RR
South Carolina
(8/30/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2005About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Blake Jones's CRS (Customer Relationship Summary).

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