Kellen B. Doop
Professional summary
Kellen Bart Doop, who also goes by Kellen Doop, is a registered financial advisor currently at MAXWELL FINANCIAL GROUP, INC located in Calabasas, California.
Kellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kellen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kellen Bart Doop's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2018 - Present
MAXWELL FINANCIAL GROUP, INC
Office #1: 23679 Calabasas Road #773 Suite 773, Calabasas, CA 91302February 22, 2010 - October 6, 2017
MML INVESTORS SERVICES, LLC
March 16, 2006 - March 3, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/25/2018)
Exams
Current Firm
MAXWELL FINANCIAL GROUP, INC
CRD#: 167863 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 8,200,000 |
Red Flags
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