Harold F. Kirsch

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CRD#: 5042386

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Franklin Kirsch, who also goes by Harry Kirsch, was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 2016. Harold had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Harry Kirsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Harold Kirsch; Address: 3623 Mt Diablo Blvd Lafayette, CA 94549; Description of business: Trustee; General responsibilities as Trustee including distributing funds as needed to beneficiaries, preparing information for tax returns ,investing activity, meeting with beneficiaries, reporting income/gains (losses), expenses to benficiaries (or their representatives; Start Date: 9/22/2023; Hours devoted to business: 2-4 hours/week

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 12, 2023 - February 4, 2025

EP WEALTH ADVISORS

RIA

CRD#: 111147

Walnut Creek, CA

Past

September 8, 2016 - October 3, 2023

MARBLE CAPITAL

RIA

CRD#: 137345

LAFAYETTE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

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Contact information

Main Address

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503

Mailing Address

Phone number

(310) 543-4559

Established

Firm type

Fiscal year end

# of Employees

557

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (3/31/2025)

EP WEALTH ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	49,167
AUM (Assets Under Management)	$ 35,570,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold F. Kirsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EP WEALTH ADVISORS

MARBLE CAPITAL

Primary Firm SEC Registration

EP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

EP WEALTH ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EP WEALTH ADVISORS

TRUST BUT VERIFY

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