Jeffrey M. Fabbri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mario Fabbri, who also goes by Jeff Fabbri, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2013 - November 2, 2016
SPC
February 15, 2013 - November 2, 2016
SIGMA FINANCIAL CORPORATION
August 3, 2007 - February 26, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 3, 2007 - February 26, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 30, 2006 - August 23, 2007
AVANTAX ADVISORY SERVICES
December 14, 2005 - August 23, 2007
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
