Michael P. Cortina

CORTINA CAPITAL

Fallbrook, CA

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CRD#: 5042163

Professional summary

Michael Paul Cortina is a registered financial advisor currently at CORTINA CAPITAL, LLC located in Fallbrook, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Cortina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2018 - Present

CORTINA CAPITAL, LLC

RIA

CRD#: 297218

Fallbrook, CA

Past

November 2, 2011 - September 6, 2012

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

October 13, 2009 - September 2, 2011

TD AMERITRADE, INC.

CRD#: 7870

CARLSBAD, CA

Past

October 6, 2009 - September 2, 2011

TD AMERITRADE, INC.

RIA

CRD#: 7870

CARLSBAD, CA

Past

October 6, 2009 - September 2, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CARLSBAD, CA

Past

September 25, 2007 - October 22, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN DIEGO, CA

Past

April 17, 2007 - October 22, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN DIEGO, CA

Past

October 24, 2006 - April 26, 2007

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/23/2006

General Securities Representative Examination

Current Firm

CORTINA CAPITAL, LLC

CORTINA CAPITAL LLC | CORTINA CAPITAL, LLC

CRD#: 297218 / SEC#:

California

Registered Investment Advisory firm - (7/12/2018 Approved)

Florida

Registered Investment Advisory firm - (11/12/2021 Terminated)

Illinois

Registered Investment Advisory firm - (3/10/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (5/26/2023 Terminated)

Ohio

Registered Investment Advisory firm - (11/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fallbrook, CA

Mailing Address

Phone number

(760) 808-5352

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 1,650,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Cortina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Cortina's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORTINA CAPITAL, LLC

FISHER INVESTMENTS

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2018

Series 66

Date: 7/21/2007

Series 7

Date: 10/23/2006

Current Firm

CORTINA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORTINA CAPITAL, LLC

TRUST BUT VERIFY

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