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SV

Salvatore T. Valente

THE VALENTE GROUP LLC
Herkimer, NY
Some features on this profile are disabled
CRD#: 5042083
SV

Professional summary


Salvatore T Valente, who also goes by Sal Valente, Salvatore T Valente III, is a registered financial advisor currently at THE VALENTE GROUP LLC located in Herkimer, New York.

Salvatore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Salvatore has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Sal Valente | Salvatore T Valente Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT; INVESTMENT RELATED; SAME OFFICE LOCATION; INSURANCE SALES (LIFE & HEALTH); SPENDS 10-20 HRS/MTH, 10-20 HRS DURING TRADING HOURS. HEIDELBERG GROUP, INC.; NON-INVESTMENT RELATED; 3056 ROUTE 28, HERKIMER, NY 13350; CHIEF MARKETING OFFICER; SPENDS 80 HRS/MTH DURING TRADING; NEGOTIATES CONTRACTS WITH TRADE PARTNERS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Salvatore T Valente's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 6, 2021 - Present

THE VALENTE GROUP LLC

RIA
CRD#: 168189
Herkimer, NY
Past

March 11, 2013 - September 20, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SYRACUSE, NY
Past

January 21, 2011 - December 7, 2011

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
CLIFTON PARK, NY
Past

February 4, 2010 - October 12, 2010

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
RICHFIELD SPRINGS, NY
Past

December 14, 2009 - February 5, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SYRACUSE, NY
Past

February 5, 2009 - November 11, 2009

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ALBANY, NY
Past

October 24, 2007 - February 6, 2009

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

May 11, 2006 - August 20, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CLAYVILLE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(10/6/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/15/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


TV
THE VALENTE GROUP LLC
THE VALENTE GROUP LLC

CRD#: 168189 / SEC#:

New York
Registered Investment Advisory firm - (9/23/2013 Approved)
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Contact information


Main Address
Herkimer, NY
Mailing Address
Phone number
(315) 717-4913
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts50
AUM (Assets Under Management)$ 13,200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE VALENTE GROUP LLC

CRD#: 168189Herkimer, NY

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