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David Bron Fredrickson

AIF®
CRD# 5041376·Registered 2005 - 2021
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Bron Fredrickson, AIF®, who also goes by David Fredrickson, Bron Fredrickson, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2005 - 2021. David had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Fredrickson, Bron Fredrickson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

21 years in the financial services industry

Current & Past Employments

GARDNER, EDWARD D.·CRD# 154180
RIA
Seattle, WA
June 30, 2010 - January 11, 2021
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Salem, OR
May 2, 2009 - June 15, 2009
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Salem, OR
May 2, 2009 - June 15, 2009
WAMU INVESTMENTS, INC.·CRD# 599
RIA
Salem, OR
March 11, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.·CRD# 599
BD
Salem, OR
November 1, 2005 - May 2, 2009

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Current Firm

GE
GARDNER, EDWARD D.

GARDNER, EDWARD D.

CRD#: 154180

Contact Information

Main Address

Seattle, WA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2005About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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