David A. Zinda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David A Zinda, who also goes by David Allen Zinda, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2016 - October 16, 2018
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
August 2, 2013 - October 19, 2015
U.S. BANCORP INVESTMENTS, INC.
August 2, 2013 - October 19, 2015
U.S. BANCORP INVESTMENTS, INC.
January 2, 2013 - July 30, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 25, 2010 - December 31, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 25, 2010 - July 30, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 2007 - May 21, 2010
U.S. BANCORP INVESTMENTS, INC.
August 24, 2007 - May 21, 2010
U.S. BANCORP INVESTMENTS, INC.
January 25, 2007 - August 23, 2007
NFSG CORPORATION
January 1, 2006 - August 23, 2007
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD#: 487 / SEC#: , 8-395
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO BANK, N.A. | MEMBER | |
| CLEWS, KENNETH JAMES | FINOP/PRINCIPAL FINANCIAL OFFICER | 4155852 |
| GALLO, NICOLE ELISE | CHIEF COMPLIANCE OFFICER | 4915541 |
| NICOLOSI, SEAN MICHAEL | PRINCIPAL OPERATIONS OFFICER, DIRECTOR | 4082275 |
| TABACK, ADAM IRA | PRESIDENT / DIRECTOR | 2378786 |
| WILLS-ZAPATA, TRACY CECILE | DIRECTOR | 2601580 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
