Aaron Michael Agte
CFP®Professional Summary
Aaron Michael Agte, CFP® is a registered financial advisor currently at GRAYSTONE ADVISOR, LLC located in Foster City, California. Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Aaron has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Risk Management & Insurance
- Education Funding
- Business Services
- Financial Planning
- Retirement Planning
Specializations
Biography
I help couples make better financial decisions related to stock options and RSUs. I provide fee-only comprehensive financial planning and investment management for couples who need help with their company stock, including Incentive Stock Options (ISOs), NQSOs, RSUs, ESPP, and their 401k. How do you use this money to live the life you want?
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
GRAYSTONE ADVISOR, LLC
Contact Information
Main Address
Foster City, CAPhone Number
(650) 600-3963# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
89AUM (Assets Under Management)
$28,473,082Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/21/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Agte's CRS (Customer Relationship Summary).
Services Offered by Aaron
- Investment Management
- Risk Management & Insurance
- Education Funding
- Business Services
- Financial Planning
- Retirement Planning
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