Andrew F. Rappolt

ATLAS PRIVATE WEALTH ADVISORS

Santa Rosa, CA 95401

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CRD#: 5041070

Professional summary

Andrew Felix Rappolt, who also goes by Andrew Rappolt, is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Santa Rosa, California and LPL FINANCIAL LLC located in Santa Rosa, California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Rappolt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/03/2022 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date: 12/16/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide administrative support to Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Felix Rappolt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

ATLAS PRIVATE WEALTH ADVISORS

Office #1: 427 Mendocino Ave. Suite 100, Santa Rosa, CA 95401

RIA

CRD#: 283744

Santa Rosa, CA

Current

February 28, 2020 - Present

LPL FINANCIAL LLC

Office #1: 427 Mendocino Ave, Ste 100, Santa Rosa, CA 95401

RIA

CRD#: 6413

SANTA ROSA, CA

Past

January 3, 2022 - December 12, 2024

ATLAS PRIVATE WEALTH ADVISORS

RIA

CRD#: 283744

Santa Rosa, CA

Past

April 29, 2020 - December 16, 2021

J L SCHNEIDER & ASSOCIATES

RIA

CRD#: 155129

SANTA ROSA, CA

Past

February 28, 2020 - April 1, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 10, 2016 - March 11, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN FRANCISCO, CA

Past

May 9, 2016 - March 11, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN FRANCISCO, CA

Past

August 12, 2014 - February 3, 2016

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

HEALDSBURG, CA

Past

August 11, 2014 - February 3, 2016

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

January 24, 2014 - May 5, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

SANTA ROSA, CA

Past

October 1, 2012 - December 13, 2013

GBS FINANCIAL CORP.

CRD#: 16906

SANTA ROSA, CA

Past

May 2, 2009 - October 2, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WINDSOR, CA

Past

May 2, 2009 - October 2, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WINDSOR, CA

Past

June 25, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

NOVATO, CA

Past

November 8, 2005 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

NOVATO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/28/2020)

IAR

California
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

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Contact information

Main Address

331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701

Mailing Address

Phone number

(888) 996-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS PWA PART 2A (9/22/2025)

ATLAS PWA WRAP FEE BROUCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,524
AUM (Assets Under Management)	$ 688,121,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew F. Rappolt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Felix Rappolt's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

ATLAS PRIVATE WEALTH ADVISORS

J L SCHNEIDER & ASSOCIATES

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

WESTERN INTERNATIONAL SECURITIES, INC.

GBS FINANCIAL CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

ATLAS PRIVATE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2008

Series 63

Date: 10/29/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2007

Series 6

Date: 11/7/2005

FINRA

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

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