Matthew C. Murdock

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CRD#: 5041060

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Casey Murdock, who also goes by Casey Murdock, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Casey Murdock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MATTHEW CASEY MURDOCK (INSURANCE) POSITION: Insurance agent NATURE: Insurance Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 496 Main Street, Placerville CA 95667 DESCRIPTION: Recommend, service and sell insurance policies. THE BRISTLECONE APPROACH, INC. POSITION: Owner/President NATURE: Tax preparation, tax consulting and tax planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 hrs/ week SECURITIES TRADING HOURS: 40 hrs/ week DATE: 11/17/2016 ADDRESS: 496 Main St, Placerville, CA 95667 DESCRIPTION: Management, client relationships, marketing, tax preparation, tax planning, business consulting Gold Oak Union School District POSITION: Board Member NATURE: Board Member of Gold Oak Union School District INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/16/19 ADDRESS: 3171 Pleasant Valley Rd, Placerville, CA 95667 DESCRIPTION: Serving as a member of the governing board of a local school district

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 22, 2018 - January 21, 2025

WEALTHGUARD ADVISORS, INC.

RIA

CRD#: 297192

PLACERVILLE, CA

Past

January 23, 2009 - August 17, 2018

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PLACERVILLE, CA

Past

January 23, 2009 - August 17, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

PLACERVILLE, CA

Past

December 12, 2005 - February 7, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

PLACERVILLE, CA

Past

December 12, 2005 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

PLACERVILLE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHGUARD ADVISORS, INC.

CRD#: 297192 / SEC#: 801-121183

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (10/11/2019 Terminated)

California

Registered Investment Advisory firm - (6/25/2021 Terminated)

Nevada

Registered Investment Advisory firm - (7/14/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/2008

General Securities Principal Examination

Current Firm

WEALTHGUARD ADVISORS, INC.

CRD#: 297192 / SEC#: 801-121183

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (10/11/2019 Terminated)

California

Registered Investment Advisory firm - (6/25/2021 Terminated)

Nevada

Registered Investment Advisory firm - (7/14/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/2/2021 Terminated)

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Contact information

Main Address

496 Main Street, Placerville, CA 95667

Mailing Address

Phone number

(530) 621-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHGUARD ADVISORS ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	870
AUM (Assets Under Management)	$ 163,551,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Murdock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

Primary Firm SEC Registration

WEALTHGUARD ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2005

SIE

Date: 8/17/2018

Series 7

Date: 12/8/2005

Series 24

Date: 5/22/2008

Current Firm

WEALTHGUARD ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHGUARD ADVISORS, INC.

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