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CB

Cyrus A. Borzooyeh

OLD SLIP CAPITAL MANAGEMENT
PLANO, TX 75093
CRD#: 5040946
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CB
Cyrus A. BorzooyehOLD SLIP CAPITAL MANAGEMENT

Professional summary

Cyrus A. Borzooyeh is a registered financial professional currently at OLD SLIP CAPITAL MANAGEMENT, INC. located in Plano, Texas.

Cyrus is registered as a RR (Registered Representative) and started their career in finance in 2024. Cyrus has worked at 1 firm and has passed the Series 28 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cyrus A. Borzooyeh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2024 - Present

OLD SLIP CAPITAL MANAGEMENT, INC.

Office #1: 6275 W Plano Parkway Suite 500, Plano, TX 75093
BD
CRD#: 7360
PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 28
Date: 3/12/2024
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/12/2024
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OLD SLIP CAPITAL MANAGEMENT, INC.
CNA INVESTOR SERVICES, INC. | OLD SLIP CAPITAL MANAGMENT, INC. | OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360 / SEC#: , 8-13023

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street 28th Floor, New York, NY 10005
Mailing Address
40 Wall Street 28th Floor, New York, NY 10005
Phone number
(646) 290-7711
Established
Illinois since 10/05/1966
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
LUKEZIC, JAMES JOSEPHMANAGING PRINCIPAL, CCO4284800
RICHARDS, JAMES ROSSFINANCIAL OPERATIONS PRINCIPAL2680389
RICHARDS, JAMES ROSSFINOP2680389

Disclosures

Regulatory Event3
Bond1

Red Flags

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Company Information

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360Plano, TX 75093

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