Thomas R. Gilmour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Richard Gilmour, CFP® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - June 7, 2018
LEARNVEST PLANNING SERVICES, LLC
July 9, 2010 - December 12, 2013
MORGAN STANLEY
July 9, 2010 - December 12, 2013
MORGAN STANLEY
October 9, 2009 - June 18, 2010
MSI FINANCIAL SERVICES, INC.
October 2, 2009 - June 18, 2010
MSI FINANCIAL SERVICES, INC.
November 23, 2005 - April 6, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 3, 2005 - April 6, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LEARNVEST PLANNING SERVICES, LLC
CRD#: 162453 / SEC#: 801-76617
Contact information
Red Flags
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