Daniel E. Deering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Deering, who also goes by Daniel E Deering, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2014 - January 27, 2017
OBD SECURITIES LLC
December 9, 2011 - May 16, 2014
TIBRA TRADING AMERICA LLC
February 6, 2007 - September 25, 2007
OPTIONSHOUSE1, LLC
August 29, 2006 - September 25, 2007
JUST OPTIONS, LLC
October 25, 2005 - August 19, 2011
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Current Firm
OBD SECURITIES LLC
CRD#: 153008 / SEC#: , 8-68497
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
