Sarah M. Homec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Marie Homec, who also goes by Sarah Marie Huish, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2007. Sarah had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2017 - August 17, 2020
WATERFRONT FINANCIAL MANAGEMENT LLC
January 24, 2013 - January 29, 2018
AVANTAX ADVISORY SERVICES
January 8, 2013 - January 29, 2018
AVANTAX INVESTMENT SERVICES, INC.
June 1, 2009 - December 5, 2012
MORGAN STANLEY
June 1, 2009 - December 5, 2012
MORGAN STANLEY
September 16, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 6, 2007 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2007 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATERFRONT FINANCIAL MANAGEMENT LLC
CRD#: 289408 / SEC#: 801-111075
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
