Ali A. Hamadeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali A. Hamadeh, who also goes by Ali A Hamadeh, was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 2006. Ali had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - August 17, 2015
SEIDEL & CO., LLC
July 6, 2009 - January 6, 2011
ICBA SECURITIES
April 1, 2009 - April 22, 2009
ICBA SECURITIES
April 1, 2009 - March 20, 2014
VINING-SPARKS IBG, LLC
March 28, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2006 - September 27, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
