MV
Matthew D. Vance
VERGEPOINTE WEALTH MANAGEMENT
Lake Oswego, OR 97035
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CRD#: 5040101
MV
Professional summary
Matthew David Vance, CFP®, who also goes by Matthew D Vance, is a registered financial advisor currently at VERGEPOINTE WEALTH MANAGEMENT, LLC located in Lake Oswego, Oregon.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew D Vance
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VERGEPOINTE TRANSACTIONS, LLC; LAKE OSWEGO, OR; M&A ASSET SALES AND OTHER CONSULTING; NORMAL BUSINESS HOURS WHICH VARY AND COMPENSATION BASED ON ENGAGEMENT. (2) VERGEPOINTE, LLP; LAKE OSWEGO, OR; CPA AND CONSULTING FIRM; NON-SECURITIES BUSINESS; HOURS VARY. (3) VERGEPOINTE CAPITAL, LLC; LAKE OSWEGO, OR; GENERAL PARTNER FOR VARIOUS PRIVATE BUSINESS; HOLDING COMPANY FOR PRIVATE EQUITY INVESTMENTS; HOURS VARY. (4) BOARD OF DIRECTORS OF ALLSTAR MAGNETICS, LLC, IMPACT ELECTRONIC SOLUTIONS, INC. AND SUBSIDIARIES, ESAM, INC., BAY COMPUTER ASSOCIATES, INC., SILICON FOREST ELECTRONICS, INC., ENGLANDER ENTERPRISES, INC. AND COASTAL CONNECTIONS INC. CHAIRMAN OF THE BOARD OF WILLIAM HENRY, LLC AND TANNER GOODS, LLC. (5) SMC BUILDING LLC -&- FIFTEEN 400, LLC; LAKE OSWEGO, OR; LLC MEMBER; OFFICE RENTAL 15400 BOONES FERRY ROAD, LAKE OSWEGO; NOT INVESTMENT-RELATED; START DATE: 12/2024; 1-2 HOURS PER MONTH; SUPERVISOR. *THESE ACTIVITIES DO NOT INTERFERE WITH VERGEPOINTE WEALTH MANAGEMENT RESPONSIBILITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Vance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 26, 2009 - Present
VERGEPOINTE WEALTH MANAGEMENT, LLC
Office #1: 5285 Meadows Road Suite 161, Lake Oswego, OR 97035RIA
CRD#: 151425
Lake Oswego, OR
Past
October 20, 2005 - November 23, 2009
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
LAKE OSWEGO, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VERGEPOINTE WEALTH MANAGEMENT, LLC
VERGEPOINTE WEALTH MANAGEMENT, LLC
CRD#: 151425 / SEC#: 801-70579
RIA
Registered Investment Advisory firm - (9/24/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(10/26/2009)
Current Firm
VW
VERGEPOINTE WEALTH MANAGEMENT, LLC
VERGEPOINTE WEALTH MANAGEMENT, LLC
CRD#: 151425 / SEC#: 801-70579
RIA
Registered Investment Advisory firm - (9/24/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5285 Meadows Road Suite 161, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 684-0100
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 259,912,303 |
Red Flags
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