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JF

Justin Fitzgerald-rhodes

IMST DISTRIBUTORS
Portland, ME 04101
Some features on this profile are disabled
CRD#: 5040066
JF

Professional summary


Justin Fitzgerald-rhodes, who also goes by Justin Fitzgerald, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Portland, Maine.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2006. Justin has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin Fitzgerald

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Justin Fitzgerald-rhodes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 19, 2021 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 130745
Portland, ME
Past

January 4, 2021 - February 19, 2021

AMUNDI ASSET MANAGEMENT US, INC.

RIA
CRD#: 107719
BOSTON, MA
Past

February 13, 2012 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

February 8, 2012 - February 19, 2021

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

March 17, 2011 - October 20, 2011

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA
CRD#: 106277
NEW YORK, NY
Past

August 18, 2010 - October 20, 2011

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA
CRD#: 109355
BOSTON, MA
Past

August 18, 2010 - October 20, 2011

FEDERATED SECURITIES CORP.

RIA
CRD#: 5009
BOSTON, MA
Past

August 18, 2010 - October 20, 2011

FEDERATED INVESTMENT COUNSELING

RIA
CRD#: 105325
PITTSBURGH, PA
Past

August 3, 2010 - October 20, 2011

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
BOSTON, MA
Past

September 29, 2006 - August 12, 2010

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
BOSTON, MA
Past

May 4, 2006 - September 29, 2006

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD
CRD#: 17580
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/19/2021)
RR
Alaska
(8/19/2021)
RR
Arizona
(8/19/2021)
RR
Arkansas
(8/19/2021)
RR
California
(8/19/2021)
RR
Colorado
(8/19/2021)
RR
Connecticut
(8/19/2021)
RR
Delaware
(8/19/2021)
RR
District of Columbia
(8/19/2021)
RR
Florida
(8/19/2021)
RR
Georgia
(8/19/2021)
RR
Hawaii
(8/19/2021)
RR
Idaho
(8/19/2021)
RR
Illinois
(8/19/2021)
RR
Indiana
(8/19/2021)
RR
Iowa
(8/19/2021)
RR
Kansas
(8/19/2021)
RR
Kentucky
(8/19/2021)
RR
Louisiana
(8/19/2021)
RR
Maine
(8/19/2021)
RR
Maryland
(8/19/2021)
RR
Massachusetts
(8/19/2021)
RR
Michigan
(8/19/2021)
RR
Minnesota
(8/19/2021)
RR
Mississippi
(8/19/2021)
RR
Missouri
(8/19/2021)
RR
Montana
(8/19/2021)
RR
Nebraska
(8/19/2021)
RR
Nevada
(8/19/2021)
RR
New Hampshire
(8/19/2021)
RR
New Jersey
(8/19/2021)
RR
New Mexico
(8/19/2021)
RR
New York
(8/19/2021)
RR
North Carolina
(8/19/2021)
RR
North Dakota
(8/19/2021)
RR
Ohio
(8/19/2021)
RR
Oklahoma
(8/19/2021)
RR
Oregon
(8/19/2021)
RR
Pennsylvania
(8/19/2021)
RR
Rhode Island
(8/19/2021)
RR
South Carolina
(8/19/2021)
RR
South Dakota
(8/19/2021)
RR
Tennessee
(8/19/2021)
RR
Texas
(8/19/2021)
RR
Utah
(8/19/2021)
RR
Vermont
(8/19/2021)
RR
Virginia
(8/19/2021)
RR
Washington
(8/19/2021)
RR
West Virginia
(8/19/2021)
RR
Wisconsin
(8/19/2021)
RR
Wyoming
(8/19/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/17/2010
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ID
IMST DISTRIBUTORS, LLC
FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC

CRD#: 130745 / SEC#: , 8-66389

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMST DISTRIBUTORS, LLC

CRD#: 130745Portland, ME 04101

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