Barry Whitaker
Professional summary
Barry Whitaker, who also goes by Barry E Whitaker, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Ormond Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Ormond Beach, Florida.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Barry has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barry Whitaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 160 N Nova Rd, Ormond Beach, FL 32174May 22, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 160 N Nova Rd, Ormond Beach, FL 32174Office #2: 299 Bill France Blvd, Daytona Beach, FL 32114Office #3: 113 E Granada Blvd, Ormond Beach, FL 32176Office #4: 200 S Palmetto Ave, Daytona Beach, FL 32114May 26, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 23, 2009 - May 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 22, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 21, 2007 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2006 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2018)
(9/9/2020)
(9/9/2020)
(12/23/2019)
(5/26/2015)
(8/15/2016)
(11/12/2020)
(9/9/2020)
(9/14/2020)
(7/7/2023)
(6/13/2017)
(9/9/2020)
(9/10/2020)
(9/11/2020)
(9/9/2020)
(9/9/2020)
(9/11/2020)
(9/9/2020)
(5/14/2019)
(2/3/2023)
(9/9/2020)
(8/4/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
