Augustine Richard Perrotta
Professional Summary
Augustine Richard Perrotta, who also goes by Augustine Richard Perrotta Mr., is a registered financial advisor currently at DV EQUITIES located in Chicago, Illinois. Augustine is registered as a RR (Registered Representative) and started their career in finance in 2016. Augustine has worked at 2 firms and has passed the SIE, Series 7, Series 3, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Augustine Richard Perrotta Mr.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC
Contact Information
Main Address
425 S. Financial Place Suite 2800, Chicago, IL 60605Mailing Address
425 S. Financial Place Suite 2800, Chicago, IL 60605Phone Number
(312) 837-0649Established
Delaware since 12/09/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Augustine Richard Perrotta's CRS (Customer Relationship Summary).
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