Sargon Y. Zia

COHERENT FINANCIAL ADVISERS

Peoria, AZ

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CRD#: 5039966

Professional summary

Sargon Yatroum Zia is a registered financial advisor currently at COHERENT FINANCIAL ADVISERS, LLC located in Peoria, Arizona.

Sargon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sargon has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sargon Yatroum Zia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2016 - Present

COHERENT FINANCIAL ADVISERS, LLC

RIA

CRD#: 281877

Peoria, AZ

Past

May 30, 2012 - February 18, 2016

WEALTH MANAGEMENT INTERNATIONAL, LTD.

RIA

CRD#: 153146

PEORIA, AZ

Past

September 27, 2010 - December 15, 2011

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

June 5, 2006 - February 5, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

NAPERVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/2006

General Securities Representative Examination

Current Firm

COHERENT FINANCIAL ADVISERS, LLC

COHERENT FINANCIAL ADVISERS, LLC | ESSENTIAL WEALTH MANAGEMENT LLC

CRD#: 281877 / SEC#:

Arizona

Registered Investment Advisory firm - (1/5/2016 Approved)

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Contact information

Main Address

Peoria, AZ

Mailing Address

P.o. Box 10445, Glendale, AZ 85318-0445

Phone number

(623) 432-1157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 41,327,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sargon Y. Zia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sargon Yatroum Zia's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHERENT FINANCIAL ADVISERS, LLC

WEALTH MANAGEMENT INTERNATIONAL, LTD.

VANGUARD MARKETING CORPORATION

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/2006

Series 7

Date: 6/2/2006

Current Firm

COHERENT FINANCIAL ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COHERENT FINANCIAL ADVISERS, LLC

TRUST BUT VERIFY

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