Vincent V. Lachman

SCHWAB WEALTH ADVISORY

Orlando, FL 32810

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CRD#: 5039930

Professional summary

Vincent Vijay Lachman, who also goes by VIncent V Lachman, Vincent Lachman, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Vincent has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vincent V Lachman | Vincent Lachman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Vijay Lachman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 159035

Orlando, FL

Past

September 23, 2016 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COCONUT CREEK, FL

Past

September 23, 2016 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COCONUT CREEK, FL

Past

June 6, 2014 - November 18, 2015

MORGAN STANLEY

RIA

CRD#: 149777

WEST PALM BEACH, FL

Past

May 13, 2014 - November 18, 2015

MORGAN STANLEY

CRD#: 149777

WEST PALM BEACH, FL

Past

October 1, 2012 - September 10, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PLANTATION, FL

Past

October 1, 2012 - September 10, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

PLANTATION, FL

Past

June 29, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SUNRISE, FL

Past

October 9, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SUNRISE, FL

Past

December 22, 2008 - September 29, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

January 16, 2006 - November 13, 2008

WAMU INVESTMENTS, INC.

CRD#: 599

COOPER CITY, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/31/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/16/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent V. Lachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Vijay Lachman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2012

Series 63

Date: 12/31/2008

SIE

Date: 9/16/2025

Series 7

Date: 6/1/2012

Series 6

Date: 1/14/2006

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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