Michael A. Hannon

DELTA CAPITAL INVESTMENTS

Hillsborough, CA

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CRD#: 5039844

Professional summary

Michael Anthony Hannon, CFP® is a registered financial advisor currently at DELTA CAPITAL INVESTMENTS, LLC located in Hillsborough, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Retirement Income Management

Inheritance

Education Planning

Investment Planning

Estate Planning

Life Transitions

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Michael Hannon is a Captain/Pilot with Alaska Airlines/Virgin America Airlines. He spends approximately 1/3 of his time in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Hannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 5, 2022 - Present

DELTA CAPITAL INVESTMENTS, LLC

RIA

CRD#: 316458

Hillsborough, CA

Past

August 7, 1992 - July 30, 2022

DELTA CAPITAL INVESTMENTS, LLC

RIA

CRD#: 134419

Foster City, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/18/2022)

IAR

Texas
(4/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2002

Uniform Investment Adviser Law Examination

Current Firm

DELTA CAPITAL INVESTMENTS, LLC

CRD#: 316458 / SEC#:

California

Registered Investment Advisory firm - (5/18/2022 Approved)

Texas

Registered Investment Advisory firm - (3/16/2022 Conditional Restricted)

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Contact information

Main Address

Hillsborough, CA

Mailing Address

1325 Howard Ave., #407, Burlingame, CA 94010

Phone number

(650) 722-1551

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael A. Hannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Hannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA CAPITAL INVESTMENTS, LLC

DELTA CAPITAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2002

Current Firm

DELTA CAPITAL INVESTMENTS, LLC

Contact information

Documents

Red Flags

Company Information

DELTA CAPITAL INVESTMENTS, LLC

TRUST BUT VERIFY

Contact information

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