Peter T. Skoufis

SKOUFIS CAPITAL MANAGEMENT

Chicago, IL 60654

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CRD#: 5039702

Professional summary

Peter Theodore Skoufis is a registered financial advisor currently at SKOUFIS CAPITAL MANAGEMENT located in Chicago, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Peter has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Theodore Skoufis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2011 - Present

SKOUFIS CAPITAL MANAGEMENT

Office #1: 707 N Wells St # 903, Chicago, IL 60654

RIA

CRD#: 156140

Chicago, IL

Past

April 1, 2011 - December 31, 2012

SKOUFIS CAPITAL MANAGEMENT

RIA

CRD#: 156140

MILWAUKEE, WI

Past

March 28, 2008 - April 8, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MILWAUKEE, WI

Past

March 28, 2008 - April 8, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MILWAUKEE, WI

Past

January 1, 2008 - April 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MILWAUKEE, WI

Past

November 16, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/2005

General Securities Representative Examination

Current Firm

SKOUFIS CAPITAL MANAGEMENT

PETER SKOUFIS CAPITAL MANAGEMENT | SKOUFIS CAPITAL MANAGEMENT, INC. | SKOUFIS CAPITAL MANAGEMENT

CRD#: 156140 / SEC#:

Illinois

Registered Investment Advisory firm - (1/25/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (11/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

707 N Wells St # 903, Chicago, IL 60654

Mailing Address

Phone number

(414) 305-2644

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 11,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter T. Skoufis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Theodore Skoufis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKOUFIS CAPITAL MANAGEMENT

SKOUFIS CAPITAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2005

Series 7

Date: 11/15/2005

Current Firm

SKOUFIS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKOUFIS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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