Kimball E. Pierce

ROVIN CAPITAL

Lehi, UT 84043

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CRD#: 5039592

Professional summary

Kimball Eric Pierce, who also goes by Kimball Pierce, is a registered financial advisor currently at ROVIN CAPITAL located in Lehi, Utah.

Kimball is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kimball has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimball Pierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Six Peak Capital Management, LLC; Member; Investment Related; 3051 N Bar H Rd Lehi Utah 84043; Description: Management of a debt investment to a company named Fetch; Responsibilities: Sit on the investment committee; Start date: 2025-02-12; 3 Hours per month during trading hours; 0 Hours per month outside trading hours; 4 Percent of total yearly compensation expected to be derived from the business; Contact person: Tanner Wunderli.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Eric Pierce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2017 - Present

ROVIN CAPITAL

Office #1: 2801 N. Thanksgiving Way Suite 190, Lehi, UT 84043

RIA

CRD#: 152662

Lehi, UT

Past

January 7, 2011 - April 4, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

Past

January 4, 2010 - November 26, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

December 24, 2009 - November 26, 2010

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

September 18, 2009 - November 16, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

April 2, 2007 - September 18, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SALT LAKE CITY, UT

Past

April 2, 2007 - September 18, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

SALT LAKE CITY, UT

Past

April 12, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SALT LAKE CITY, UT

Past

March 2, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SALT LAKE CITY, UT

Past

November 30, 2005 - February 2, 2006

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/4/2019)

IAR

Utah
(5/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/2/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/9/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/29/2005

General Securities Representative Examination

Current Firm

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

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Contact information

Main Address

1 N. Macdonald Suite 201, Mesa, AZ 85201

Mailing Address

P.o. Box 31840, Mesa, AZ 85275

Phone number

(480) 739-2110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR ROVIN CAPITAL (6/5/2025)

Regulatory assets under management

Total Number of Accounts	2,034
AUM (Assets Under Management)	$ 710,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimball E. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Eric Pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY

MORGAN STANLEY

E*TRADE SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

EDWARD JONES

Primary Firm SEC Registration

ROVIN CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2006

Series 63

Date: 12/2/2005

SIE

Date: 4/4/2017

Series 31

Date: 3/9/2006

Series 7

Date: 11/29/2005

Current Firm

ROVIN CAPITAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROVIN CAPITAL

TRUST BUT VERIFY

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