Kimball E. Pierce

CW ADVISORS

LEHI, UT 84043

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CRD#: 5039592

Professional summary

Kimball Eric Pierce, who also goes by Kimball Pierce, is a registered financial advisor currently at CW ADVISORS, LLC located in Lehi, Utah.

Kimball is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kimball has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimball Pierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Eric Pierce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

CW ADVISORS, LLC

Office #1: 2801 N Thanksgiving Way 190, Lehi, UT 84043

RIA

CRD#: 310873

LEHI, UT

Past

May 30, 2017 - February 9, 2026

ROVIN CAPITAL

RIA

CRD#: 152662

Lehi, UT

Past

January 7, 2011 - April 4, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

Past

January 4, 2010 - November 26, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

December 24, 2009 - November 26, 2010

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

September 18, 2009 - November 16, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

April 2, 2007 - September 18, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SALT LAKE CITY, UT

Past

April 2, 2007 - September 18, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

SALT LAKE CITY, UT

Past

April 12, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SALT LAKE CITY, UT

Past

March 2, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SALT LAKE CITY, UT

Past

November 30, 2005 - February 2, 2006

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/2/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/9/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/29/2005

General Securities Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS ADV PART 2A (11/21/2025)

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimball E. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Eric Pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROVIN CAPITAL

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY

MORGAN STANLEY

E*TRADE SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

EDWARD JONES

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2006

Series 63

Date: 12/2/2005

SIE

Date: 4/4/2017

Series 31

Date: 3/9/2006

Series 7

Date: 11/29/2005

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

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