Chrislyn P. Tabron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chrislyn Patrice Tabron, who also goes by Chrislyn Patrice Parker, Chrislyn Patrice Tabron, Chrislyn Tabron, was a registered financial professional .
Chrislyn is a previously registered financial professional and started their career in finance in 2006. Chrislyn had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2021 - May 5, 2022
SS&C MARKET SERVICES, LLC
August 1, 2008 - September 30, 2020
MISSIONSQUARE INVESTMENT SERVICES
December 6, 2007 - July 3, 2008
CITIGROUP GLOBAL MARKETS INC.
January 11, 2006 - March 21, 2006
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SS&C MARKET SERVICES, LLC
CRD#: 23568 / SEC#: , 8-40530
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
