Kevin B. Richardson

PELICAN INVESTMENT ADVISORS

BATON ROUGE, LA 70809

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CRD#: 5038681

Professional summary

Kevin Bernard Richardson is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kevin has worked at 4 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Pelican Investment Advisory - Investment Related - 4750 Sherwood Common Ste 200, Baton Rouge LA, 70816 - RIA - IAR/Owner - 4/2021 - 20 hours/20 trading hours a month - IAR_____ 2) Fixed Insurance - Investment Related - 4750 Sherwood Common Ste 200, Baton Rouge LA 70816 - Fixed Insurance - Agent - 8/2004- 120 hours/120 trading hours a month - Agent for Fixed Insurance Products_____ 3) KBR Financial, Inc - Not Investment Related - 19984 Fieldstone Drive, Denham Springs, LA 70726 - S Corp - owner/President - 02/2010 - 0hours/0 trading hours a month - KBR pays pays me a salary, it was set up as an S Corp for tax reasons. 4) PELICAN ADVISORY GROUP, INVESTMENT RELATED, BATON ROUGE, LA, FINANCIAL SERVICES, STARTED 01/2005, PARTNER APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 5) PELICAN FINANCIAL NETWORK, NOT INVESTMENT RELATED, BATON ROUGE, LA, FINANCIAL SERVICES, STARTED 04/2018, BROKERAGE MANAGER, LESS THAN ONE HOUR PER WEEK, NOT TRADING HOURS BRIEF DESCRIPTION OF DUTIES: PASS THROUGH CORPORATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Bernard Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2021 - Present

PELICAN INVESTMENT ADVISORS, LLC

Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

RIA

CRD#: 313227

BATON ROUGE, LA

Past

October 21, 2021 - February 17, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Baton Rouge, LA

Past

July 5, 2018 - November 7, 2019

CETERA ADVISORS LLC

RIA

CRD#: 10299

BATON ROUGE, LA

Past

July 5, 2018 - November 7, 2019

CETERA ADVISORS LLC

CRD#: 10299

BATON ROUGE, LA

Past

June 29, 2017 - July 12, 2018

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

BATON ROUGE, LA

Past

June 9, 2016 - July 12, 2018

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BATON ROUGE, LA

Past

October 19, 2007 - June 19, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

BATON ROUGE, LA

Past

March 6, 2006 - June 19, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

CRD#: 313227 / SEC#: 801-120649

RIA

Registered Investment Advisory firm - (7/27/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2022 Approved)

Texas

Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

Mailing Address

Phone number

(225) 293-9283

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 72,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin B. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Bernard Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELICAN INVESTMENT ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

CETERA ADVISORS LLC

CETERA ADVISORS LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2006

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELICAN INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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