Christopher J. Helin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Helin, who also goes by Christopher Helin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2021 - December 23, 2021
GT SECURITIES, INC.
October 11, 2018 - March 16, 2021
ODEON CAPITAL GROUP LLC
February 21, 2017 - August 27, 2018
FINANCE OF AMERICA SECURITIES LLC
November 5, 2015 - September 26, 2016
LADENBURG THALMANN & CO. INC.
February 6, 2014 - October 23, 2015
B. RILEY WEALTH MANAGEMENT
June 2, 2010 - March 19, 2014
BANC OF MANHATTAN CAPITAL
September 22, 2008 - March 6, 2009
E.J. DE LA ROSA & CO., INC.
October 14, 2005 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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