James C. Dolezal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Craig Dolezal, who also goes by J. Craig Dolezal, James C. Dolezal, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2005. James had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - December 31, 2017
JCD WEALTH MANAGEMENT
September 20, 2012 - December 31, 2016
JCD WEALTH MANAGEMENT
March 16, 2011 - December 31, 2011
CL WEALTH MANAGEMENT LLC
February 22, 2011 - December 31, 2011
ALLIED BEACON PARTNERS, INC.
January 22, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
May 4, 2009 - January 11, 2010
CL WEALTH MANAGEMENT LLC
May 1, 2009 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
January 27, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
December 1, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
JCD WEALTH MANAGEMENT
CRD#: 162443 / SEC#:
Contact information
Red Flags
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