James R. Ivie
Professional summary
James Rex Ivie, AIF®, who also goes by James R IVIe, is a registered financial advisor currently at HEALTHEQUITY ADVISORS located in Draper, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Rex Ivie's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2017 - Present
HEALTHEQUITY ADVISORS
Office #1: 15 West Scenic Pointe Drive Suite 100, Draper, UT 84020May 6, 2013 - December 31, 2014
HEALTHEQUITY ADVISORS
October 2, 2012 - December 31, 2014
ALPINE ADVISORS, LLC
March 10, 2011 - December 31, 2012
FINANCIAL GUARD, LLC
January 11, 2011 - January 18, 2011
OSAIC WEALTH, INC.
February 26, 2009 - January 18, 2011
OSAIC WEALTH, INC.
September 13, 2007 - January 13, 2009
OSAIC FA, INC.
September 12, 2007 - January 13, 2009
OSAIC FA, INC.
February 20, 2006 - August 10, 2007
EQUITY SERVICES, INC.
Primary Firm SEC Registration
HEALTHEQUITY ADVISORS
CRD#: 167105 / SEC#: 801-78001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2017)
(9/25/2017)
(9/26/2017)
Exams
Current Firm
HEALTHEQUITY ADVISORS
CRD#: 167105 / SEC#: 801-78001
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 133,156 |
| AUM (Assets Under Management) | $ 1,508,567,990 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 09/28/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
