Alethia R. Young
Professional summary
Alethia Rene Young, who also goes by Alethia R Young, Alethia Young, Alethia Rene Young, is a registered financial professional currently at WILLIAM BLAIR located in New York, New York.
Alethia is registered as a RR (Registered Representative) and started their career in finance in 2006. Alethia has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alethia Rene Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
WILLIAM BLAIR
Office #1: 1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774August 6, 2018 - April 5, 2022
CANTOR FITZGERALD & CO.
September 2, 2015 - August 31, 2018
CREDIT SUISSE SECURITIES (USA) LLC
June 6, 2011 - August 18, 2015
DEUTSCHE BANK SECURITIES INC.
January 31, 2009 - May 23, 2011
MARWOOD GROUP RESEARCH
January 31, 2009 - May 23, 2011
MARWOOD GROUP RESEARCH
November 19, 2008 - April 30, 2009
MARWOOD GROUP
October 29, 2008 - April 30, 2009
MARWOOD GROUP
February 7, 2006 - March 20, 2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| KENDALL, ROBERT DANIEL | EXECUTIVE COMMITTEE | 2765873 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | EXECUTIVE COMMITTEE, CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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